Ownership & insider
SEC Form 13F: institutional holdings report
A quarterly holdings report for certain institutional investment managers.
Who files it
Institutional investment managers that meet the SEC reporting threshold.
When it is filed
Generally filed quarterly after the reporting period, subject to SEC rules.
What it discloses
- Issuer names and classes
- Reported shares and values
- Quarter-end long positions in covered securities
- Manager identity and filing period
What it does not tell you
A 13F is delayed and does not show every asset type, short position, hedge, or intraperiod trade.
The filing is a source document, not investment advice or a prediction of future returns.
The form should be read with its filing date, reporting period, exhibits, and related company disclosures.