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SEC Form 15: certification of termination of registration
A filing used to terminate or suspend certain SEC reporting obligations.
Who files it
Issuers eligible to terminate or suspend registration or reporting duties under SEC rules.
When it is filed
Filed when the issuer takes the termination or suspension action.
What it discloses
- Issuer identity
- Security class
- Rule basis for termination or suspension
- Reporting obligation context
What it does not tell you
Form 15 does not by itself explain all investor, exchange, or business effects of deregistration.
The filing is a source document, not investment advice or a prediction of future returns.
The form should be read with its filing date, reporting period, exhibits, and related company disclosures.