Proxy & governance

SEC DEFA14A: additional definitive proxy materials

Additional definitive proxy solicitation materials filed after or alongside definitive proxy materials.

Who files it

Companies or other soliciting parties using additional definitive proxy materials.

When it is filed

Filed when the additional definitive proxy material is first used.

What it discloses

  • Supplemental voting communications
  • Investor presentations or letters
  • Updates to proxy-related messaging
  • Meeting or proposal context

What it does not tell you

Additional proxy material should be read with the full definitive proxy statement.

The filing is a source document, not investment advice or a prediction of future returns.

The form should be read with its filing date, reporting period, exhibits, and related company disclosures.