Citable filing context

MS filing events and research context

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MS's research view summarizes recent SEC filing context, starting with other from May 15, 2026.

MS filing events and research context
FiledItemContext
May 15, 2026otherMorgan Stanley submitted matters to a vote of security holders on May 14, 2026.
Apr 15, 2026earningsMorgan Stanley released its quarterly earnings report.
Feb 11, 2026otherRoutine filing listing various classes of common stock, preferred stock, and medium-term notes.
Jul 1, 2025Guidance: cet1_ratio12.60 to not reported
Jul 1, 2025Guidance: quarterly_dividend_per_share1.00 to not reported
Jul 1, 2025Guidance: share_repurchase_program_authorizationnot reported to 20.00
May 5, 2026mda_quarterlyMorgan Stanley reported first-quarter 2026 net revenues of $20.6 billion and net income of $5.6 billion, delivering an ROTCE of 27.1% and a Standardized CET1 capital ratio of 15.1%. Institutional Securities net revenues grew 19% to $10.7 billion, driven by increased M&A advisory activity and strong Markets performance, with particularly high growth in Asia equity. Wealth Management revenues increased 16% to $8.5 billion, supported by $118 billion in net new assets and higher asset management fees resulting from elevated market levels. Conversely, Investment Management revenues declined 4% to $1.5 billion, primarily due to lower accrued carried interest in private funds. Non-interest expenses rose, with compensation and benefits increasing 14% due to formulaic payouts to wealth advisors and discretionary incentives. The firm recognized $178 million in severance costs following a 2% global workforce reduction to improve operational efficiency. Credit loss provisions totaled $98 million, largely attributed to commercial real estate loans and macroeconomic uncertainty. Ongoing risks include geopolitical volatility in the Middle East, inflation, and the trajectory of monetary policy, which may impact capital markets and client engagement.
Feb 19, 2026businessMorgan Stanley operates as an Integrated Firm across three core segments: Institutional Securities, offering investment banking, markets, and lending services; Wealth Management, providing comprehensive financial solutions to individuals and businesses; and Investment Management, delivering diverse investment strategies to institutional and individual clients. The firm faces significant credit risks from adverse economic conditions, counterparty defaults, and concentrated exposures, amplified by systemic interconnections within the financial industry. Operational risks are substantial, driven by reliance on complex technology, human error, and sophisticated cyberattacks, which threaten data integrity, business continuity, and reputation. Liquidity risk is critical, dependent on access to capital markets and deposits, and vulnerable to market disruptions, credit rating downgrades, and regulatory constraints on internal fund transfers. Extensive and evolving legal and regulatory frameworks, including systemic risk regimes and resolution planning, impose stringent capital requirements and potential limitations on business activities and capital actions. Intense competition, pricing pressures from automated trading and new technologies like AI, and the challenge of retaining skilled talent further impact profitability. Additionally, international operations, acquisitions, and climate-related risks introduce complexities and potential for unexpected losses.

Source: SEC EDGAR filing text and events; period May 15, 2026; filed May 15, 2026.

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