Citable filing context
RJF's research view summarizes recent SEC filing context, starting with other from Sep 23, 2026.
| Filed | Item | Context |
|---|---|---|
| Sep 23, 2026 | other | Raymond James Financial reported selected operating data for August 2026, including $1.97 trillion in client assets. |
| Sep 1, 2026 | management_change | Raymond James Financial appointed William W. Weatherford to its Board of Directors, effective December 15, 2026. |
| Aug 19, 2026 | other | Raymond James Financial reported July 2026 operating data, with client assets under administration reaching a record $1.93 trillion. |
| May 27, 2026 | Guidance: adjusted_compensation_ratio | not reported to not reported |
| May 27, 2026 | Guidance: adjusted_pre_tax_margin | not reported to not reported |
| May 27, 2026 | Guidance: adjusted_return_on_common_equity | 17.00 to not reported |
| Aug 5, 2026 | mda_quarterly | Raymond James Financial (RJF) reported strong fiscal third-quarter 2026 results, with net revenues of $3.93 billion and pre-tax income of $750 million, representing increases of 16% and 33% year-over-year, respectively. Growth was primarily driven by the Private Client Group (PCG), where fee-based assets reached record levels due to market appreciation and successful financial advisor recruiting. Investment banking also contributed significantly, with revenues rising 40% behind strong mergers and acquisitions and debt underwriting activity. The firm’s profitability benefited from a shift in revenue mix and the non-recurrence of a prior-year legal settlement. However, compensation expenses rose 17%, reflecting higher commissions and costs associated with growth and recent acquisitions, including Clark Capital and GreensLedge. Net interest income and RJBDP fees remained stable, as growth in interest-earning assets—specifically securities-based and residential mortgage loans—largely offset the impact of lower short-term interest rates. RJF maintains a robust liquidity and capital position, with a tier 1 leverage ratio of 11.7% and $2.5 billion in corporate cash. The firm continues to prioritize capital deployment through share repurchases and strategic acquisitions. Management remains focused on navigating interest rate volatility and ongoing regulatory inquiries regarding cash sweep programs, while maintaining disciplined risk management across its diversified business segments. |
| May 6, 2026 | mda_quarterly | Raymond James Financial (RJF) reported strong fiscal second-quarter 2026 results, with net revenues of $3.86 billion, a 13% increase year-over-year, and diluted earnings per share of $2.72, up 15%. Growth was primarily driven by the Private Client Group (PCG), where asset management and administrative fees rose 17% due to market appreciation and net new assets from advisor recruiting. While PCG net revenues grew 13%, pre-tax income declined 3% as higher compensable revenues and growth-related investments increased the total compensation ratio to 65.8%. The Capital Markets segment saw a 17% revenue increase, bolstered by a 31% rise in investment banking, particularly in debt and equity underwriting, and the acquisition of GreensLedge. Conversely, the Bank segment benefited from a 13% rise in net interest income, supported by growth in securities-based and residential mortgage loans and a favorable shift toward loan assets. Despite a 125-basis-point decline in the Fed funds target rate since fiscal 2025, the firm maintains strong liquidity, with $3.0 billion in corporate cash and a 12.4% tier 1 leverage ratio. Key risks include ongoing regulatory inquiries regarding cash sweep programs and potential credit losses in the commercial real estate portfolio, though current nonperforming assets remain low. |
Source: SEC EDGAR filing text and events; period Sep 23, 2026; filed Sep 23, 2026.
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